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UBS hires raft of veteran Merrill brokers Reuters By Ashley Lau (Reuters) - UBS Americas Wealth Management said on Friday it hired at least 14 veteran Merrill Lynch brokers who in total managed more than $2 billion in client assets at Merrill. The new hires come shortly after Reuters reported that UBS ... |
The ABA Retirement Funds Program Names TD Ameritrade as its New Brokerage ... Business Wire (press release) JERSEY CITY, NJ--(BUSINESS WIRE)--TD Ameritrade, Inc. (“TD Ameritrade”), a broker dealer subsidiary of TD Ameritrade Holding Corporation, will provide self-directed brokerage account (“SDBA”) services to the ABA Retirement Funds Program (the “Program”) ... |
 Wired News (blog) | SEC Goes After Online Trading Firms That Unwittingly Helped Latvian Hacker Wired News (blog) By Kim Zetter In an effort to crack down on hacker/stock traders who hijack brokerage accounts and exploit the stock market for gain, the Securities and Exchange Commission has, in a novel move, gone after four online trading companies and eight ... SEC Charges Latvian Trader In Account Hacking Scheme SEC alleges Latvian trader hijacked accounts Genius, Perhaps, but Illegal, SEC Says |
Duped couple chase broker in Ambur but in vain IBNLive.com VELLORE: A self-styled broker was chased by a couple who had paid him Rs 1500 to get a legal heir certificate from the taluk office. When the broker did not deliver the goods as promised, the couple looked for him at the taluk office where an ... |
 WNYT | FBI: Albany Investment Brokers Defrauding Investors North Country Gazette By North Country Gazette On January 27, 2012 · Leave a Comment ALBANY—A grand jury sitting in the Northern District of New York returned an indictment Thursday charging the founders of McGinn, Smith & Co., Albany investment brokers, with duping and ... Feds: Brokers steal millions in scam McGinn, Smith brokers arraigned Friday Former NY securities brokers face fraud charges |
 National Post | FTC Official Calls On Data Brokers to Provide More Info National Journal By Juliana Gruenwald A Federal Trade Commission official asked data brokers on Thursday to shine light on their own activities by giving consumers access to the data collected about them and a chance to fix incorrect information. Data brokers mine cell ... FTC Commissioner Talks Online Privacy, Puts Data Brokers on Notice Tweet lightly: How social media could someday affect your credit score ... FTC Calls for Better Transparency, Warns Google About Latest Changes |
 Westfair Online | Driving house sales with car leases Westfair Online Broker Dmitry Khorosh, the self-styled “mortgage doctor,” shows his promotional wares for potential homebuyers. Dmitry Khorosh, who calls himself “The Mortgage Doctor” in his mortgage-brokerage promotions, had his own prescription for survival when the ... |
 Bloomberg | Stanford Rewarded Brokers Who Pushed Antiguan CDs, Manager Says San Francisco Chronicle 26 (Bloomberg) -- R. Allen Stanford structured commissions at his securities brokerage to reward members of his sales force who sold the most certificates of deposit issued by his Antigua bank, a former branch manager testified. Stanford Decried Wall Street Greed in 2008 Speech Shown at Trial Stanford Decried Greed in Speech Shown at Trial Opening shots in Stanford trial |
Is your broker a double agent? Chicago Tribune In many instances, the survey found, agents — and even some of the brokers under whose banner they work — do not understand the basic concept of dual agency. Dual agency is when the agent represents both the buyer and seller and attempts to walk a ... More consumers using Realtors (TM) |
 Fox News | Washington power-brokers defend Egypt after raids on US offices Fox News Prominent American lobbyists are coming under fire for offering "talking points" smoothing over a recent raid by Egyptian security forces on the offices of 10 rights and democracy groups – including three American organizations. |
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